Datos Insights advisors and leading ERISA experts unpack the complex landscape of retirement account rollovers under PTE 2020-02. Panelists will dive deep into the Department of Labor's enhanced standards for rollover recommendations, examining how firms are implementing robust processes to demonstrate that rollovers are in retirement investors' best interest:

• Documentation requirements: Discover best practices for capturing and analyzing the critical factors that must be considered when recommending rollovers, from fees and expenses to available investment options and services.
• Written disclosure evolution: Understand how firms are crafting clear, compliant disclosures that acknowledge fiduciary status and explain the scope of services and material conflicts of interest.
• Technology solutions: Explore how innovative digital tools are streamlining the documentation process while ensuring thorough analysis of alternatives to rollovers.
• Common pitfalls: Gain insights into frequent compliance challenges and practical solutions for avoiding them, including tips for training financial professionals on the new requirements.
• Retrospective reviews: Learn effective approaches for conducting the annual retrospective review required by the exemption, including methods for identifying and correcting any deficiencies.

The panel will feature real-world case studies and interactive Q&A sessions, giving attendees practical takeaways they can implement in their own organizations.